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Agentic RIAs: Strengthening US Financial Stability Through AI Architecture, Regulation, and Systemic Integration

2026-02-12

Abstract excerpt

The investment management industry stands at the precipice of a transformative shift driven by the convergence of Generative AI (GenAI) and Agentic AI systems. This paper introduces and comprehensively analyzes the “Agentic Investment Firm” model—a paradigm where small Registered Investment Advisors (RIAs) and boutique investment teams can leverage autonomous AI agents to manage substantial assets with institution...

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Literature Corpus work: ee0fa844-7b83-57b3-a1b1-124239826816
DOI: 10.20944/preprints202602.0975.v1

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